http://www.blogtalkradio.com/thesipaThe Securities Industry Professional Association (the SIPA) is one of the largest trade organizations in the country and fights for the rights of Financial Advisers and Small Broker Dealers around the world.enBlogTalkRadio.com. All Rights Reserved.Fri, 14 Jun 2019 23:30:00 GMTFri, 03 Feb 2012 21:30:00 GMTFinanceBlogTalkRadio Feed v2.0https://dasg7xwmldix6.cloudfront.net/hostpics/0be00929-2285-46ee-bdc5-45eb932659d5_big_sipa.jpghttp://www.blogtalkradio.com/thesipaThe Securities Industry Professional Association (the SIPA) is one of the largest trade organizations in the country and fights for the rights of Financial Advisers and Small Broker Dealers around the world.feeds@blogtalkradio.comBlogTalkRadio.comfinance,finra,sec,madoff,12b-1,board,board of governors,ccc,citi,electionsJbusaccanoThe Securities Industry Professional Association (the SIPA) is one of the largest trade organizations in the country and fights for the rights of Financial Adviepisodichttp://www.blogtalkradio.com/thesipa/2012/02/03/testFinancehttp://www.blogtalkradio.com/thesipa/2012/02/03/test/#commentshttp://www.blogtalkradio.com/thesipa/2012/02/03/testFri, 03 Feb 2012 21:30:00 GMTtest00:04:00Jbusaccanoxx,ccc,vvv,zz,cctesthttp://www.blogtalkradio.com/thesipa/2010/12/16/madoff-mayhemFinancehttp://www.blogtalkradio.com/thesipa/2010/12/16/madoff-mayhem/#commentshttp://www.blogtalkradio.com/thesipa/2010/12/16/madoff-mayhemThu, 16 Dec 2010 18:00:00 GMTMADOFF MAYHEMRonnie Sue Ambrosino , the Head of The Madoff Victims Coalition will be with us to give us an update and answers on the whole Madoff Mess. Think you knew everything about this situation? Think again! Peter Madoff committed suicide over the weekend which may further complicate efforts to reclaim assets for the victims. Listen in as Ronnie talks about the actions of the Trustee as well as how SIPC's action effects firms nationwide. Rick Nummi, Former SEC Attorney and noted speaker will be joining us and bringing a legal point of view as well as commenting about the legality of the trustees actions.00:59:00Jbusaccanomadoff,SEC,SIPC,Ronnie Sue Ambrosino,peter madoffRonnie Sue Ambrosino , the Head of The Madoff Victims Coalition will be with us to give us an update and answers on the whole Madoff Mess. Think you knew everyhttp://www.blogtalkradio.com/thesipa/2010/12/01/the-goldman-sachs-rulesFinancehttp://www.blogtalkradio.com/thesipa/2010/12/01/the-goldman-sachs-rules/#commentshttp://www.blogtalkradio.com/thesipa/2010/12/01/the-goldman-sachs-rulesWed, 01 Dec 2010 19:00:00 GMTTHE GOLDMAN SACHS RULESOnce again Good ol Goldman Sachs is in the news for all the wrong reasons. Maybe its time to lay the hammer down at Goldman? Of course not, why would you bother regulating them when everyone makes so much money off their illegal schemes...tune in and learn How this is not new and how it will continue for generations. 00:30:00JbusaccanoGOLDMAN SACHS,FINRA,SEC,INSIDER TRADING,HEDGE FUNDSOnce again Good ol Goldman Sachs is in the news for all the wrong reasons. Maybe its time to lay the hammer down at Goldman? Of course not, why would you botherhttp://www.blogtalkradio.com/thesipa/2010/09/15/snooki-and-citiwhy-financial-reform-failedFinancehttp://www.blogtalkradio.com/thesipa/2010/09/15/snooki-and-citiwhy-financial-reform-failed/#commentshttp://www.blogtalkradio.com/thesipa/2010/09/15/snooki-and-citiwhy-financial-reform-failedWed, 15 Sep 2010 15:00:00 GMTSNOOKI AND CITI....WHY FINANCIAL REFORM FAILEDThe message sent to Wall Streets elite firms is that if you commit securities fraud you may have to use your debit card to pay the fine and do not worry about jail time as long as you sing like a canary after your caught. Poor ‘Snooki” apparently takes her Italian heritage seriously and decided not to betray her family on Jersey Shore. Too bad she didn’t have info on Joey taking steroids to get better abs. The best part is the judge in the case lambasting Snookie00:31:00JbusaccanoFINRA,SEC,FINANCIAL,REFORM,CITIThe message sent to Wall Streets elite firms is that if you commit securities fraud you may have to use your debit card to pay the fine and do not worry about jhttp://www.blogtalkradio.com/thesipa/2010/08/23/sipa-radio-talks-about-the-finra-proxyFinancehttp://www.blogtalkradio.com/thesipa/2010/08/23/sipa-radio-talks-about-the-finra-proxy/#commentshttp://www.blogtalkradio.com/thesipa/2010/08/23/sipa-radio-talks-about-the-finra-proxyMon, 23 Aug 2010 19:00:00 GMTSIPA Radio talks about the FINRA ProxyThe FINRA board is already planning on dumping the proxies into the disposal. Should firms be worried? we think so.00:46:00JbusaccanoFINRA,Elections,Madoff,executive pay,boardThe FINRA board is already planning on dumping the proxies into the disposal. Should firms be worried? we think so.http://www.blogtalkradio.com/thesipa/2010/08/03/the-debate-for-finra-boardFinancehttp://www.blogtalkradio.com/thesipa/2010/08/03/the-debate-for-finra-board/#commentshttp://www.blogtalkradio.com/thesipa/2010/08/03/the-debate-for-finra-boardTue, 03 Aug 2010 18:00:00 GMTThe Debate for FINRA boardThe SIPA was the moderator for 5 would be FINRA small firm candidates and things got a little feisty. The Financial Services Exchange (FSX) hosted the debate at their quarterly meeting in Ft. Lauderdale and was followed by a talk on Financial reform. Listen to Host John Busacca and Special guest Attorney Rick Nummi, formerly of the SEC discuss the debates as well as the financial reform bill recently passed.00:46:00JbusaccanoFINRA,Financial Reform,SEC,Board of Governors,MadoffThe SIPA was the moderator for 5 would be FINRA small firm candidates and things got a little feisty. The Financial Services Exchange (FSX) hosted the debate ahttp://www.blogtalkradio.com/thesipa/2010/07/21/12b-1-fees-and-the-finra-electionFinancehttp://www.blogtalkradio.com/thesipa/2010/07/21/12b-1-fees-and-the-finra-election/#commentshttp://www.blogtalkradio.com/thesipa/2010/07/21/12b-1-fees-and-the-finra-electionWed, 21 Jul 2010 19:30:00 GMT12b-1 fees and the finra electionThe SEC announced today that 12b-1 fees will be eliminated. This could be bad for small B/D's and even worse for Investors. FINRA dissident candidates will weigh in with their opinion as well as their opinion on the proxy ballot before FINRA members right now.00:30:00Jbusaccanofinra,sec,12b-1,mutual funds,finra electionsThe SEC announced today that 12b-1 fees will be eliminated. This could be bad for small B/D's and even worse for Investors. FINRA dissident candidates will we