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In this 1 minute highlight, Louis Tucci, Owner, L. TUCCI FINANCIAL LLC discusses the similarities between a GPS device that keeps you on track to a destination in your car and an Exit Plan that keeps you on course to exiting your business.
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offered through Securities America, Inc. Member FINRA/SIPC and Advisory
services offered through Securities America Advisors, Inc. Louis A. Tucci
Representative. Financial Principles, LLC and Securities America are
The SIPA was the moderator for 5 would be FINRA small firm candidates and things got a little feisty. The Financial Services Exchange (FSX) hosted the debate at their quarterly meeting in Ft. Lauderdale and was followed by a talk on Financial reform. Listen to Host John Busacca and Special guest Attorney Rick Nummi, formerly of the SEC discuss the debates as well as the financial reform bill recently passed.
The SEC announced today that 12b-1 fees will be eliminated. This could be bad for small B/D's and even worse for Investors. FINRA dissident candidates will weigh in with their opinion as well as their opinion on the proxy ballot before FINRA members right now.
Often we hear investors say "That company has real potential. I wish I had the cash to invest. My money is tied up in....".
If they are high net worth and have been making the income that would qualify them as an angel investor, they likely have built up a portfolio that is worth over a million dollars. The problem is that the portfolio is likely tied up in investment products that are not liquid or are somewhat illiquid because selling that product would decrease their return on that investment, incur a negative tax event, or a penalty for early withdrawel. Furthermore, their financial advisors are discouraged by FINRA and the Broker that holds their license from discussing early stage private equity investments as part of a portfolio diversification strategy for wealth creation. So naturally, they wouldn't talk to that motivated investor about other means to make the private investment.
We will do just that in this broadcast.
Karen Rands, Host of the Compassionate Capitalist show, will explore two ways to make investments into private companies when an investor doesn't have cash on hand but has ample accumulated wealth.
1. Self- Directed IRA
2. Portfolio Margin Loan
To get more info on this topic, visit the My Virtual Angel World Blog: http://bit.ly/MVAW-cash
To sign up for all announcements, news and excerpts of the Inside Secrets to Angel Investing, visit the National Network of Angel Investors member site: http://bit.ly/nnoai
Join us on Twitter: http://twitter.com/NNOAI
and Facebook: https://www.facebook.com/thenationalangelinvestornetwork
To connect with Karen, visit: http://launchfn.com/contact.html
Scottsdale, Arizona- Heather Wagenhals, Executive Producer and host of UnlockYourWealthRadio.com welcomes this week’s financial expert Joseph Meyer, CEO of Meyer & Associates and leading industry arbitrator with the New York Stock Exchange. Listen this Friday morning at 9 a.m. PST as Heather and Joseph break down investments, stock market and how FINRA (Financial Industry Regulatory Authority) can affect you during an arbitration.
The Horsesmouth Book Club's February pick is a new book that alleges, among other things, that FINRA dumped its own $650 million portfolio of auction-rate securities shortly before the market froze in 2008.
Hear author Larry Doyle talk about many of the shocking revelations he uncovered in the process of researching his book in this interview conducted by Sean Bailey, Horsesmouth's Editor-in-Chief.
Forex, or currency trading, is becoming more popular among novice investors; and rightly so. Many already play the Futures market from the privacy of their homes, and forex trading is gaining and in some cases overtaking in popularity as a way to earn wealth from the privacy of your home with just a computer.
Just like any investment exercise, strategy can increase returns, and the lack of strategy can lead to massive loss. Learning the basics of this forex game, having some crucial resources, and the right mindset will go a long way in forex trading.
My special guest, is Chima Burey, Forex Trader and Trainer.Don't let the youthfulness in his face fool you. Chima is a veteran leader and educator with a fourteen-year professional background across diverse matters of the finance industry. His expertise includes in-depth knowledge of financial markets, commodities, and fundamental data & technical analysis. He holds a Series 3 securities license as administered by the Financial Industry Regulatory Authority (FINRA), entitling the sale of commodities or futures contracts. Additionally, he is a registered Associate Person with the CFTC, and Associate Member of the NFA.
Steve Stillman of Stillman Financial talks about the costs of Nursing Home care and how to avoid going broke.
Steve is an independent financial advisor serving over 2,100 families for the past 23 years. Steve specializes in helping seniors and their families protect assets and pay for Long Term Care utilizing “outside the box” techniques and strategies. He serves the financial needs of individuals and families throughout their life stages.
Steven Stillman or Susan Dyer 636.441.2343
Stillman Financial Services, Inc.
2046 Queens Brooke Blvd St. Peters MO 63376
To look up the credentials of any financial advisor, go to FINRA website ( (www.finra.org) and click on this link:
The FINRA home page includes a “Broker Check” box that can be used to look up the credentials of any representative.
Sunday, February 9th at 11:00 am EST:
11:00 am EST: John O'Brien, MA Southern Essex District Register of Deeds and his First Assistant Kevin Harvey - to discuss the impact of foreclosure fraud on our county records.
Register O'Brien:"People need to know that this is not a Democrat or Republican issue! It is an American issue; one that strikes at the very backbone of our country – people’s property rights; and to make deals and turn a blind eye to fraud is awful!”
12:00 pm EST: Larry Doyle, a Wall Street veteran, and an author of the recently published book, "In Bed with Wall Street"Larry:"This revolving door and the corruption that goes along with it is one of the only -- if not the only -- issues that the overwhelming percentage of people in our nation both understand and agree on as being a HUGE problem."
CEO J.B. Bryan who owns the J.B. Bryan Financial Group, Inc. in Richmond, Virginia talks about life as a business owner, mother and single woman pursuing her purpose. Join US LIVE on 2/13/2014 at 6:30 p.m. EST on Blogtalk Radio. You can join the conversation by calling in to (347) 539-5427. We'll see you on the AIR~
J.B. Bryan Financial Group, Inc is an independent Registered Investment Advisory firm with securities offered through Summit Brokerage Services, Inc., Member FINRA (www.finra.org) and SIPC (www.sipc.org).
Theresa J. Yarosh, CFP®, CLU®, ChFC®, Founder and President of Macro Wealth Management will be discussing the impact of Demographics on the financial planning landscape. This will be a very insightful show. We thank all of our listeners for their continued support.
Macro Wealth Management is the financial services firm of the 21st century
Representatives are registered through, and securities are sold through Nationwide Planning Associates, Inc., Member FINRA/SIPC, located at 115 West Century Road, Suite 360, Paramus, NJ 07652. Investment Advisory Services are offered through NPA Asset Management, LLC. Nationwide Planning Associates, Inc. and Macro Wealth Management, LLC are non-affiliated entities.
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