Easy Ways You Can Conquer Post-IPO Financing Traps

Capital markets and corporate governance expert Adam J. Epstein explains the common mistakes Wall Street newbies make after the IPO honeymoon is over, how hurt continued access to capital markets and what they can do about it. 

Mr. Epstein is a nationally recognized small-cap expert and advisor to the boards of pre-IPO and small-cap companies through his firm, Third Creek Advisors, LLC (TCA).  Prior to TCA, he was a long-tenured institutional investor. He speaks monthly at corporate governance and investor conferences, and is a distinguished National Association of Corporate Directors (NACD) Board Leadership Fellow and faculty member.  He is also the small-cap contributing editor for Directorship magazine and author of the best-selling book The Perfect Corporate Board: A Handbook for Mastering the Unique Challenges of Small-Cap Companies.  

He is an active supporter of U.S. veterans and their families; all of his royalties from his book are donated to Fisher House Foundation, and he serves as a mentor to retired military officers seeking board of director positions through NACDs “From Battlefield to Boardroom” initiative.

This program is proudly sponsored by the Legal Leverage Academy a division of Business M.O., LLC,